95559 | 95559@bankcomm.com IPv6 is supported on this webSite


Shareholding Info

  

I. Equity structure (as of March 31, 2020)

 Type

Percentage in total equity

Number of shares

1. Shares subject to restriction on sales

-

 

-

2. Shares not subject to restriction on sales

100%

74,262,726,645

RMB denominated ordinary shares

52.85%

39,250,864,015

Shares listed overseas

47.15%

35,011,862,630

3. Total number of shares

100%

74,262,726,645

 

II. Top 10 shareholders (as of March 31, 2020) 

Name of shareholder

Nature of  shareholder

Number of  shares held

Shareholding   percentage

The Ministry of Finance of the People’s Republic of China

State

17,732,424,445

23.88%

HKSCC Nominees Limited

Foreign legal person

14,966,923,204

  20.15%

The Hong Kong and Shanghai Banking Corporation Limited

Foreign legal person

13,886,417,698

 18.70%

The National Council for Social Security Fund

State

2,540,441,740

3.42%

China Securities Finance Corporation Limited

State-owned legal person

2,222,588,791

2.99%

The Sixth Transfer Account for Stateowned Capital of The National Council for Social Security Fund

State

1,970,269,383

2.65%

Capital Airport Holding Company

State-owned legal person

1,246,591,087

1.68%

Shanghai Haiyan Investment Management Co., Ltd.

State-owned legal person

808,145,417

1.09%

Wutongshu Investment Platform Co., Ltd.

State-owned legal person

794,557,920

1.07%

Yunnan Hehe (Group) Co., Ltd.

State-owned legal person

745,305,404

1.00%

Notes:

1. The relevant data and information is extracted from the Bank’s register of members at the

Registrar and Transfer Office.

2. According to the Notice of the Ministry of Finance and Ministry of Human Resources and

Social Security on Transferring Part of State-Owned Capital of Eight Financial Institutions

Directly under Central Government Including Industrial and Commercial Bank of China Co.,

Ltd., the Ministry of Finance transferred 10% of its shares held in the Bank of Communications (totalling 1,970,269,383 shares) to the National Council for Social Security Fund (“SSF”) (registered under the Sixth Transfer Account for State-owned Capital of SSF) in December 2019. Pursuant to the Notice of the State Council on Issuing the Implementation Plan for Transferring Part of State-Owned Capital to Replenish Social Security Funds, SSF shall fulfil its lock-up period obligations of over 3 years from the date of the transfer.

3. The aggregate number of shares held by HKSCC Nominees Limited, represents the total number of H shares of the Bank held by all institutional and individual investors who maintained an account with it as at the end of March 2020.

4. According to the Bank’s register of members, the Hong Kong and Shanghai Banking Corporation Limited (“HSBC”) held 13,886,417,698 H shares of the Bank as at the end of March 2020. According to the disclosure forms of interests filed with the Hong Kong Stock Exchange by HSBC Holdings plc, HSBC beneficially held 14,135,636,613 H shares of the Bank as at the end of March 2020, representing 19.03% of the Bank’s total ordinary shares issued. HSBC beneficially held 249,218,915 more H shares than shown on the Bank’s register of members. The discrepancy is due to a purchase of H shares by HSBC from the secondary market in 2007 and a bonus share issued by the Bank. Those extra shares have been registered under HKSCC Nominees Limited.

5. According to the Bank’s register of members, SSF held 1,134,886,185 A shares and 1,405,555,555 H shares of the Bank as at the end of March 2020. In May 2019, SSF transferred 742,627,266 A shares (representing 1% of total share capital) to the designated account of decrease of shares, “CITIC Securities Co., Ltd. – Social Security Fund Share Flexible Portfolio”. In December 2019, the Ministry of Finance transferred 1,970,269,383 A shares to the Sixth Transfer Account for State-owned Capital of SSF. According to the information provided by SSF to the Bank, as at the end of March 2020, other than the above shareholdings, SSF held additional 7,655,962,777 H shares of the Bank, of which 7,027,777,777 H shares were registered under HKSCC Nominees Limited and 628,185,000 H shares were indirectly held by certain asset managers (including Hong Kong Stock Connect). As at the end of March 2020, SSF held a total of 12,909,301,166 A shares and

H shares of the Bank, representing 17.38% of the Bank’s total ordinary shares issued.