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Shareholding Info

  

I. Equity structure (as of September 30, 2020)

 Type

Percentage in total equity

Number of shares

1. Shares subject to restriction on sales

-

 

-

2. Shares not subject to restriction on sales

100%

74,262,726,645

RMB denominated ordinary shares

52.85%

39,250,864,015

Shares listed overseas

47.15%

35,011,862,630

3. Total number of shares

100%

74,262,726,645

 

II. Top 10 shareholders (as of September 30, 2020) 

Name of shareholders

Number of shares

held as at the end

of the Reporting

Period (share)

Percentage (%)

Class of shares

Nature of

shareholders

The Ministry of Finance of the People’s Republic of China

13,178,424,446

17.75

A Share

The State

4,553,999,999

6.13

H Share

HKSCC Nominees Limited3

14,974,177,127

20.16

H Share

Foreign legal person

The Hong Kong and Shanghai Banking Corporation Limited4   (“HSBC”)

13,886,417,698

18.70

H Share

Foreign legal person

The National Council for Social Security Fund  (“SSF”)

1,134,886,185

1.53

A Share

The State

1,405,555,555

1.89

H Share

China Securities Finance Corporation Limited

2,222,588,791

2.99

A Share

State-owned legal person

The Sixth Transfer Account for State-owned Capital of The National Council for Social Security Fund

1,970,269,383

2.65

A Share

The State

Capital Airport Holding Company

1,246,591,087

1.68

A Share

State-owned legal person

Shanghai Haiyan Investment Management Co., Ltd.

808,145,417

1.09

A Share

State-owned legal person

Yunnan Hehe (Group) Co., Ltd.

745,305,404

1.00

A Share

State-owned legal person

FAW Equity Investment (Tianjin) Co., Ltd.

663,941,711

0.89

A Share

State-owned legal person

 

 

Notes:

1. All ordinary shares issued by the Bank are not subject to any sales restrictions.

2. The relevant data and information is extracted from the Bank’s register of members at the Registrar and Transfer Office.

3. The aggregate number of shares held by HKSCC Nominees Limited represents the total number of H shares of the Bank held by all institutional and individual investors who maintained an account with it as at the end of the Reporting Period. The data includes 249,218,915 and 7,649,394,777 H shares indirectly held by HSBC and SSF respectively, which were registered under HKSCC Nominees Limited. The data does not include 13,886,417,698 and 1,405,555,555 H shares of the Bank directly held by the aforementioned two shareholders respectively, which were registered in the Bank’s register of members.

4. According to the disclosure forms of interests filed with the Hong Kong Stock Exchange by HSBC Holdings plc, HSBC beneficially held 14,135,636,613 H shares of the Bank as at the end of the Reporting Period, representing 19.03% of the Bank’s total ordinary shares issued. HSBC beneficially held 249,218,915 more H shares than shown on the Bank’s register of members. The discrepancy is due to a purchase of H shares by HSBC from the secondary market in 2007 and thereafter receiving bonus shares issued by the Bank and participating in the rights issue of the Bank. Those extra shares have been registered under HKSCC Nominees Limited.

5. The Sixth Transfer Account for State-owned Capital of SSF is a securities account controlled by SSF and is in the relationship of acting in concert with SSF. Other than the above shareholdings, SSF held additional 7,649,394,777 H shares of the Bank, of which 7,027,777,777 H shares were registered under HKSCC Nominees Limited and 621,617,000 H shares were indirectly held by certain asset managers (including Hong Kong Stock Connect). As at the end of the Reporting Period, SSF held a total of 12,160,105,900 A shares and H shares of the Bank, representing 16.37% of the Bank’s total ordinary shares issued.